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INDUSTRY NEWS

Important Information for FINRA Firm Clients

Posted on 7/27/2021 by Corporate Communications Department

Tags : FINRA, Fingerprinting

As you may have noticed, FINRA recently released additional details regarding upcoming changes to their fingerprinting process.

Their announcement confirms that they have outsourced their back office system provider.

Your existing fingerprinting program with us will continue as it currently stands; there will be no change to your candidate or firm experience. We remain a FINRA Electronic Fingerprint Submission (EFS) provider and are currently included in their public vendor list.

BIG and Fieldprint are actively engaged with FINRA and their new provider to seamlessly adjust our workflow.

If you have any questions about your program and its structure please contact your Account Manager or Sales Executives (Matthew Braunbeck or Brian Ferguson).

Posted: July 27, 2021

All Rights Reserved © 2021 Business Information Group, Inc.
This document and/or presentation is provided as a service to our customers. Its contents are designed solely for informational purposes, and should not be inferred or understood as legal advice or binding case law, nor shared with any third parties. Persons in need of legal assistance should seek the advice of competent legal counsel. Although care has been taken in preparation of these materials, we cannot guarantee the accuracy, currency or completeness of the information contained within it. Anyone using this information does so at his or her own risk.

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