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Posts Tagged with ”FINRA”

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New FINRA Fingerprinting Process Begins December 6: What You Should Know

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FINRA recently confirmed that it will transition its fingerprinting process on December 6, 2021. Read More

August 2022 Updates to FINRA Fingerprint Processing

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A Notice today distributed by FINRA detailed a few requirements and policies that will become effective August 1, 2022. Read More

Reminder: FINRA "Blackout" Period Taking Place Until December 6, 2021

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As we previously reported , in preparation for FINRA's transition to a new back office system provider, FINRA will impose a week-long "blackout" period where both hard copy and electronic fingerprints will not be processed. Read More

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